> Our principals

As a global competitor within the Futures & Forex industry, we set high standards for our employees to follow and conduct strict ethical business practice. ATC follows the guidelines set by the regulatory bodies within the industry and are up to date with the changing standards that are placed.

> Our membership

ATC Brokers is an introducing broker and a member of the National Futures Association (NFA) and is registered with the Commodity Futures Trading Commission (CFTC). These two agencies are U.S. governing bodies that oversee the Futures and Forex industry rules and regulations.

> Regulatory agencies

National Futures Association (NFA)
NFA is a not-for-profit membership corporation formed in 1976 to become a futures industry's self-regulatory organization under Section 17 of the Commodity Exchange Act. Section 17 provides for the registration and CFTC oversight of self-regulatory associations of futures professionals.

Commodity Futures Trading Commission (CFTC)
Congress created the CFTC in 1974 as an independent agency with the mandate to regulate commodity futures and options markets in the United States. The CFTC assures the economic utility of the futures markets by encouraging their competitiveness and efficiency, ensuring their integrity, protecting market participants against manipulation, abusive trading practices, and fraud, and ensuring the financial integrity of the clearing process.

To review the NFA risk disclosure statement for security futures contracts, please click here.

If you have any questions or comments in regards to regulatory matters, please contact us.